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BRUCE A SMITH

CIK 1111385 · President and CEO · last filed 2019-06-04

BRUCE A SMITH is a President and CEO who has filed 87 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $11.3K of LYB on Jun 4, 2019. Across all open-market trades the lifetime net is −$31.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.0M across reported positions. 71 SEC filings were submitted jointly with ANDEAVOR LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.00M

Companies

4

Total Filings

87

Lifetime Open-Market Net

-$31.41M

Filer Profile

Reported Address
C/O DENISON INTERNATIONAL PLC
14249 INDUSTRIAL PARKWAY
MARYSVILLE, OH 43040
Related Filers
ANDEAVOR LLC — 71 joint filings, latest 2011-03-23
NOBLE ENERGY INC — 11 joint filings, latest 2008-07-24
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LYB Director 31,472 $63.52 $2.00M $201.8K 28 2019-06-04
GEVO Director 25 $1.64 $41 $225.0K 7 2014-07-21
ANDEAVOR (TSO) Delisted President and CEO 814,480 — — -$26.15M 46 2011-03-23
NOBLE ENERGY INC (NBL) Delisted 2,600 — — -$5.68M 6 2008-07-24

Recent Filings

87 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-06-04 LYB Tax (F) −152 -$11.3K EDGAR
2019-04-02 LYB Grant (A) +420 $0 EDGAR
2019-01-03 LYB Mixed +480 -$4.2K EDGAR
2018-10-02 LYB Mixed +387 -$1.1K EDGAR
2018-07-02 LYB Mixed +329 -$6.9K EDGAR
2018-06-01 LYB Grant (A) +1,517 $0 EDGAR
2018-05-24 LYB Tax (F) −259 -$30.0K EDGAR
2018-04-03 LYB Grant (A) +337 $0 EDGAR
2018-01-03 LYB Mixed +363 -$6.2K EDGAR
2017-10-03 LYB Mixed +452 -$3.1K EDGAR
Showing 1–10 of 87
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.