LEONARD A ROSENBAUM
CIK 1116579 · President, CEO, Chairman · last filed 2021-09-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.49M
Companies
1
Total Filings
57
Lifetime Open-Market Net
-$9.15M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CVV | 10%+ Owner | 622,941 | $7.21 | $4.49M | -$9.15M | 57 | 2021-09-28 |
Recent Filings · Page 5 of 6
57 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-09-10 | CVV | Exer (M) | +21,000 | $86.1K | EDGAR |
| 2012-02-14 | CVV | Sell (S) | −20,000 | -$310.0K | EDGAR |
| 2011-12-15 | CVV | Sell (S) | −10,000 | -$150.0K | EDGAR |
| 2011-12-12 | CVV | Sell (S) | −10,000 | -$150.0K | EDGAR |
| 2011-09-22 | CVV | Sell (S) | −3,000 | -$44.0K | EDGAR |
| 2011-09-19 | CVV | Sell (S) | −23,000 | -$342.4K | EDGAR |
| 2011-09-14 | CVV | Sell (S) | −23,000 | -$374.9K | EDGAR |
| 2011-09-09 | CVV | Sell (S) | −1,000 | -$18.3K | EDGAR |
| 2011-09-08 | CVV | Sell (S) | −77,280 | -$1.45M | EDGAR |
| 2011-09-06 | CVV | Sell (S) | −2,000 | -$35.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.