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SAMUEL L KATZ

CIK 1118957 · last filed 2023-06-13

SAMUEL L KATZ is a corporate insider who has filed 38 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing shows the insider bought $46.9K of PNNT on Jun 13, 2023. Across all open-market trades the lifetime net is +$3.2M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.98M

Companies

4

Total Filings

38

Lifetime Open-Market Net

$3.20M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PNNT Director 248,291 $3.35 $831.8K $817.3K 8 2023-06-13
PFLT Director 155,718 $7.40 $1.15M $1.83M 21 2020-12-21
PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Director 219,291 $25.08 $5.50M $133.9K 4 2020-12-21
PENNANTPARK INVESTMENT CORP (PNTA) Delisted Director 189,291 — — $422.7K 5 2016-02-12

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-06-13 PNNT Buy (P) +8,000 $46.9K EDGAR
2023-06-05 PNNT Buy (P) +25,000 $137.7K EDGAR
2020-12-21 PFLT Sell (S) −17,547 -$183.8K EDGAR
2020-12-21 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +7,500 $33.2K EDGAR
2020-12-17 PFLT Sell (S) −25,153 -$271.7K EDGAR
2020-12-17 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +14,490 $64.6K EDGAR
2020-12-15 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Buy (P) +8,010 $36.1K EDGAR
2020-12-15 PFLT Sell (S) −17,300 -$187.7K EDGAR
2020-12-07 PFLT Other (J) — $0 EDGAR
2020-12-07 PENNANTPARK INVESTMENT CORP (PNNTG) Delisted Other (J) — $0 EDGAR
Showing 1–10 of 38
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.