SAMUEL L KATZ
CIK 1118957 · last filed 2023-06-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.98M
Companies
4
Total Filings
38
Lifetime Open-Market Net
$3.20M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PNNT | Director | 248,291 | $3.35 | $831.8K | $817.3K | 8 | 2023-06-13 |
| PFLT | Director | 155,718 | $7.40 | $1.15M | $1.83M | 21 | 2020-12-21 |
| PENNANTPARK INVESTMENT CORP (PNNTG) Delisted | Director | 219,291 | $25.08 | $5.50M | $133.9K | 4 | 2020-12-21 |
| PENNANTPARK INVESTMENT CORP (PNTA) Delisted | Director | 189,291 | — | — | $422.7K | 5 | 2016-02-12 |
Recent Filings · Page 3 of 4
38 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-09-08 | PFLT | Buy (P) | +20,000 | $244.6K | EDGAR |
| 2015-08-28 | PFLT | Buy (P) | +7,482 | $89.8K | EDGAR |
| 2015-08-26 | PFLT | Buy (P) | +12,518 | $151.2K | EDGAR |
| 2015-02-11 | PENNANTPARK INVESTMENT CORP (PNTA) Delisted | Buy (P) | +17,492 | $165.1K | EDGAR |
| 2015-02-09 | PENNANTPARK INVESTMENT CORP (PNTA) Delisted | Buy (P) | +12,508 | $118.0K | EDGAR |
| 2014-08-27 | PFLT | Buy (P) | +7,969 | $112.9K | EDGAR |
| 2014-08-25 | PFLT | Buy (P) | +2,031 | $28.5K | EDGAR |
| 2013-03-25 | PFLT | Buy (P) | +30,000 | $420.0K | EDGAR |
| 2011-08-15 | PFLT | Buy (P) | +2,000 | $21.2K | EDGAR |
| 2011-08-11 | PFLT | Buy (P) | +10,000 | $108.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.