STUART ROTHSTEIN

CIK 1128865 · President & CEO · last filed 2026-03-13

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.04M

Companies

5

Total Filings

67

Lifetime Open-Market Net

-$10.22M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARI President & CEO 282,676 $10.74 $3.04M -$6.59M 32 2026-02-03
Apollo Commercial Real Estate Finance, Inc. (ARIpC) Delisted President & CEO 276,938 -$3.07M 15 2019-04-16
Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted President & CEO 213,507 -$649.3K 16 2016-01-06
Apollo Residential Mortgage, Inc. (AMTGpA) Delisted CFO,Treasurer & Secretary 18,473 $0 1 2012-11-28
Apollo Residential Mortgage, Inc. (AMTG) Delisted CFO, Treasurer & Secretary 5,750 $90.5K 2 2011-08-05

Recent Filings · Page 5 of 7

67 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-01-03 Apollo Commercial Real Estate Finance, Inc. (ARIpC) Delisted Grant (A) +115,000 $0 EDGAR
2016-09-02 Apollo Commercial Real Estate Finance, Inc. (ARIpC) Delisted Grant (A) +4,744 $0 EDGAR
2016-01-06 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Tax (F) −28,883 -$497.7K EDGAR
2016-01-05 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Mixed −38,883 -$667.7K EDGAR
2015-12-31 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Grant (A) +100,000 $0 EDGAR
2015-11-04 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Sell (S) −10,000 -$170.0K EDGAR
2015-03-18 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Tax (F) −7,237 -$121.7K EDGAR
2015-03-13 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Buy (P) +2,500 $42.0K EDGAR
2014-12-31 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Grant (A) +70,000 $0 EDGAR
2014-10-02 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Sell (S) −3,000 -$47.0K EDGAR
Showing 4150 of 67
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.