Stuart Rothstein
CIK 1128865 · President & CEO · last filed 2026-03-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ARI price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
9 WEST 57TH STREET
NEW YORK, NY 10019
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARI | President & CEO | 282,676 | $2.33 | $657.2K | -$10.31M | 63 | 2026-02-03 |
| Apollo Residential Mortgage, Inc. (AMTG) Delisted | CFO,Treasurer & Secretary | 18,473 | — | — | $90.5K | 3 | 2012-11-28 |
Recent Filings · Page 7 of 8
75 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-06-18 | ARI | Sell (S) | −3,000 | -$50.1K | EDGAR |
| 2013-03-20 | ARI | Sell (S) | −3,000 | -$51.6K | EDGAR |
| 2013-03-01 | ARI | Grant (A) | +50,000 | $0 | EDGAR |
| 2012-12-19 | ARI | Sell (S) | −3,000 | -$50.0K | EDGAR |
| 2012-11-28 | Apollo Residential Mortgage, Inc. (AMTG) Delisted | Grant (A) | +12,723 | $0 | EDGAR |
| 2012-10-09 | ARI | Tax (F) | −5,770 | -$100.5K | EDGAR |
| 2012-09-26 | ARI | Sell (S) | −3,000 | -$54.2K | EDGAR |
| 2012-03-19 | ARI | Grant (A) | +20,000 | $0 | EDGAR |
| 2011-08-08 | ARI | Grant (A) | +27,000 | $0 | EDGAR |
| 2011-08-05 | Apollo Residential Mortgage, Inc. (AMTG) Delisted | Buy (P) | +5,000 | $90.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.