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HERMAN CAIN

CIK 1144231 · last filed 2011-02-15

HERMAN CAIN is a corporate insider who has filed 20 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for WHR, was dated Feb 15, 2011. Across all open-market trades the lifetime net is −$219.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.27M

Companies

6

Total Filings

20

Lifetime Open-Market Net

-$219.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WHR Director 9,082 $35.69 $324.1K -$219.0K 6 2011-02-15
AGCO Director 7,164 $117.27 $840.1K $0 1 2010-04-23
AG Director 6,351 $16.45 $104.5K $0 3 2009-04-27
AQUILA INC (ILA) Delisted Director 62,318 — — $0 1 2007-07-02
AQUILA INC (ILD) Delisted Director 60,443 — — $0 2 2007-04-02
READERS DIGEST ASSOCIATION INC (RDA) Delisted Director 25,450 — — $0 1 2007-02-15

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-02-15 WHR Grant (A) — $0 EDGAR
2010-05-20 WHR Sell (S) −2,000 -$219.0K EDGAR
2010-04-23 AGCO Grant (A) +2,338 $0 EDGAR
2010-04-22 WHR Grant (A) +520 $0 EDGAR
2009-04-27 AG Mixed +2,288 $0 EDGAR
2009-04-23 WHR Grant (A) +1,479 $0 EDGAR
2008-07-16 — Disp (D) −71,771 $0
2008-07-01 — Grant (A) +3,750 $0
2008-04-28 AG Mixed +680 $0 EDGAR
2008-04-17 WHR Grant (A) +647 $0 EDGAR
Showing 1–10 of 20
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.