TULLIS DICKERSON CAPITAL FOCUS III, L.P.

CIK 1144359 · last filed 2019-09-23

TULLIS DICKERSON CAPITAL FOCUS III, L.P. is a corporate insider who has filed 1 SEC Form 4 insider transactions across 1 company since 2019. The most recent filing, for XGN, was dated Sep 23, 2019. Current disclosed insider exposure totals $13.4M across reported positions. The firm reports its address in Greenwich, CT. 3 SEC filings were submitted jointly with Timothy Buono.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$13.41M

Companies

Total Filings

Lifetime Open-Market Net

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

XGN price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

ONE GREENWICH PLAZA
GREENWICH, CT 06830

Phone

(203) 629-8700

Formerly Known As

TULLIS DICKERSON CAPITAL FOCUS III LP (2002–2003)

Related Filers

Timothy Buono — 3 joint filings, latest 2008-02-29

Lyle Hohnke — 3 joint filings, latest 2008-02-29

Joan P Neuscheler — 3 joint filings, latest 2008-02-29

TULLIS GROWTH FUND II, L.P. — 3 joint filings, latest 2020-03-24

James L L Tullis — 3 joint filings, latest 2008-02-29

AQR Arbitrage LLC — same reported address

AQR CAPITAL MANAGEMENT LLC — same reported address

AQR Capital Management Holdings, LLC — same reported address

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
XGN	10%+ Owner	1,789,585	$7.50	$13.41M	$0	1	2019-09-23

Recent Filings

1 filing

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-09-23	XGN	Mixed	+7,157,944	-$80	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.