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RICHARD C BLUM

CIK 1145933 · last filed 2016-05-13

RICHARD C BLUM is a corporate insider who has filed 12 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider exercised options covering $150.0K of CBG on May 13, 2016. Across all open-market trades the lifetime net is −$1.3M, making them a net seller over the disclosed history. 77 SEC filings were submitted jointly with BLUM CAPITAL PARTNERS LP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

12

Lifetime Open-Market Net

-$1.31M

Filer Profile

Reported Address
BLUM CAPITAL PARTNERS, LP
909 MONTGOMERY STREET, SUITE 400
SAN FRANCISCO, CA 94133
Related Filers
BLUM CAPITAL PARTNERS LP — 77 joint filings, latest 2005-05-27
RICHARD C BLUM & ASSOCIATES INC — 77 joint filings, latest 2005-05-27
BLUM STRATEGIC GP II LLC — 50 joint filings, latest 2005-05-27
BLUM STRATEGIC GP LLC — 34 joint filings, latest 2005-04-01
CBRE GROUP, INC. — 23 joint filings, latest 2016-05-13
NORTHWEST AIRLINES CORP — 6 joint filings, latest 2003-12-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CBRE GROUP, INC. (CBG) Delisted Director 37,169 — — -$1.31M 12 2016-05-13

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-05-13 CBRE GROUP, INC. (CBG) Delisted Exer (M) +10,980 $150.0K EDGAR
2015-12-17 CBRE GROUP, INC. (CBG) Delisted Sell (S) −36,888 -$1.31M EDGAR
2015-05-19 CBRE GROUP, INC. (CBG) Delisted Mixed +6,161 $50.0K EDGAR
2013-05-13 CBRE GROUP, INC. (CBG) Delisted Grant (A) +3,085 $0 EDGAR
2012-05-10 CBRE GROUP, INC. (CBG) Delisted Grant (A) +4,273 $0 EDGAR
2012-03-09 CBRE GROUP, INC. (CBG) Delisted Exer (M) +3,918 $50.0K EDGAR
2011-05-13 CBRE GROUP, INC. (CBG) Delisted Grant (A) +1,697 $0 EDGAR
2010-06-04 CBRE GROUP, INC. (CBG) Delisted Grant (A) +2,853 $0 EDGAR
2009-06-04 CBRE GROUP, INC. (CBG) Delisted Grant (A) +5,330 $0 EDGAR
2008-06-04 CBRE GROUP, INC. (CBG) Delisted Grant (A) +2,044 $0 EDGAR
Showing 1–10 of 12
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.