ALEXANDER E BARKAS

CIK 1162058 · last filed 2011-06-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$41.61M

Companies

5

Total Filings

20

Lifetime Open-Market Net

$2.90M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AMICUS THERAPEUTICS, INC. (FOLD) Delisted Director 33,705 $14.49 $488.4K -$96.4K 5 2011-06-14
GERN Director 353,122 $1.45 $512.0K $0 9 2011-05-24
GNOM Director 748,590 $54.90 $41.10M $3.00M 2 2010-12-02
TERCICA INC (TRCA) Delisted Director 52,618 $7.87 $414.1K $0 2 2008-05-22
HANSEN MEDICAL INC (HNSN) Delisted 2,081 $0 1 2007-11-05

Recent Filings · Page 2 of 2

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-06-01 GERN Grant (A) +38,635 $40.0K EDGAR
2008-10-20 Disp (D) −3,070,206 -$27.63M
2008-06-12 AMICUS THERAPEUTICS, INC. (FOLD) Delisted Grant (A) $0 EDGAR
2008-05-29 GERN Grant (A) +22,576 $0 EDGAR
2008-05-22 TERCICA INC (TRCA) Delisted Grant (A) +6,666 $0 EDGAR
2007-11-05 HANSEN MEDICAL INC (HNSN) Delisted Other (J) −5,400,000 $0 EDGAR
2007-06-06 AMICUS THERAPEUTICS, INC. (FOLD) Delisted Mixed +2,240,752 -$21 EDGAR
2007-05-24 GERN Mixed +66,792 $45.0K EDGAR
2007-05-24 TERCICA INC (TRCA) Delisted Grant (A) $0 EDGAR
2007-01-05 GERN Grant (A) +20,000 $0 EDGAR
Showing 1120 of 20
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.