NOMURA HOLDINGS INC

CIK 1163653 · last filed 2023-02-01

NOMURA HOLDINGS INC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 2 companies since 2016. The most recent filing shows the insider sold $9.2K of MSPRZ on Feb 1, 2023. Across all open-market trades the lifetime net is −$6.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $39.9M across reported positions. The firm reports its address in Tokyo. 13 SEC filings were submitted jointly with NOMURA SECURITIES INTERNATIONAL INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$39.93M
Companies
2
Total Filings
8
Lifetime Open-Market Net
-$6.95M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

TIPT price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
1-13-1 NIHONBASHI
CHUO-KU
TOKYO 103-8645
Phone
81-3-5255-1000
State of Incorporation
Japan
Related Filers
NOMURA SECURITIES INTERNATIONAL INC — 13 joint filings, latest 2023-02-07
NOMURA SECURITIES CO LTD — 8 joint filings, latest 2016-09-14
Masahiro Ishizuka — 7 joint filings, latest 2026-08-26
Shoji Ogawa — 7 joint filings, latest 2026-08-26
Yukiko Ozaki — 7 joint filings, latest 2026-08-26
Akio Hori — 6 joint filings, latest 2026-08-26
Hiroyasu Koike — 6 joint filings, latest 2026-08-26
Akihito Tobari — 6 joint filings, latest 2026-08-26
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MSP Recovery, Inc. (MSPRZ) Delisted 10%+ Owner 182,013 $0.04 $7.3K -$74.3K 3 2023-02-01
TIPT 10%+ Owner 2,273,701 $17.56 $39.93M -$6.87M 4 2016-09-14

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).
Filed Symbol Action Net Shares Net $ Link
2023-02-01 MSP Recovery, Inc. (MSPRZ) Delisted Sell (S) −7,986 -$9.2K EDGAR
2022-08-24 MSP Recovery, Inc. (MSPRZ) Delisted Sell (S) −15,000 -$39.1K EDGAR
2022-07-26 MSP Recovery, Inc. (MSPRZ) Delisted Mixed +38,630 -$26.0K EDGAR
2018-12-10 — Sell (S) −401,700 -$34.9K
2016-09-14 TIPT Sell (S) −1,000,000 -$6.15M EDGAR
2016-02-26 TIPT Sell (S) −13,731 -$86.7K EDGAR
2016-02-24 TIPT Sell (S) −9,462 -$59.4K EDGAR
2016-02-16 TIPT Sell (S) −95,711 -$578.8K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).