NOMURA HOLDINGS INC

CIK 1163653 · last filed 2023-02-01

NOMURA HOLDINGS INC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 2 companies since 2016. The most recent filing shows the insider sold $18.4K of MSPRZ on Feb 1, 2023. Across all open-market trades the lifetime net is −$13.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $42.3M across reported positions. The firm reports its address in Tokyo. 13 SEC filings were submitted jointly with NOMURA SECURITIES INTERNATIONAL INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$42.27M

Companies

2

Total Filings

8

Lifetime Open-Market Net

-$13.90M

Filer Profile

Reported Address

1-13-1 NIHONBASHI
CHUO-KU
TOKYO 103-8645

Phone

81-3-5255-1000

State of Incorporation

Japan

Related Filers

NOMURA SECURITIES INTERNATIONAL INC — 13 joint filings, latest 2023-02-07

Masahiro Ishizuka — 7 joint filings, latest 2026-08-26

Shoji Ogawa — 7 joint filings, latest 2026-08-26

Yukiko Ozaki — 7 joint filings, latest 2026-08-26

Akio Hori — 6 joint filings, latest 2026-08-26

Hiroyasu Koike — 6 joint filings, latest 2026-08-26

Akihito Tobari — 6 joint filings, latest 2026-08-26

Bausch Health Companies Inc. — 4 joint filings, latest 2025-11-14

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
MSP Recovery, Inc. (MSPRZ) Delisted	10%+ Owner	182,013	$0.04	$7.3K	-$148.7K	3	2023-02-01
TIPT	10%+ Owner	2,273,701	$18.59	$42.27M	-$13.75M	4	2016-09-14

Recent Filings

8 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2023-02-01	MSP Recovery, Inc. (MSPRZ) Delisted	Sell (S)	−15,972	-$18.4K	EDGAR
2022-08-24	MSP Recovery, Inc. (MSPRZ) Delisted	Sell (S)	−30,000	-$78.2K	EDGAR
2022-07-26	MSP Recovery, Inc. (MSPRZ) Delisted	Mixed	+77,260	-$52.1K	EDGAR
2018-12-10	—	Sell (S)	−803,400	-$69.8K
2016-09-14	TIPT	Sell (S)	−2,000,000	-$12.30M	EDGAR
2016-02-26	TIPT	Sell (S)	−27,462	-$173.5K	EDGAR
2016-02-24	TIPT	Sell (S)	−18,924	-$118.8K	EDGAR
2016-02-16	TIPT	Sell (S)	−191,422	-$1.16M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.