Home

RODGER OFFENBACH

CIK 1165093 · last filed 2025-09-19

RODGER OFFENBACH is a corporate insider who has filed 30 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for HNNAZ, was dated Sep 19, 2025. Across all open-market trades the lifetime net is −$404.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$1.20M

Companies

2

Total Filings

30

Lifetime Open-Market Net

-$404.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HENNESSY ADVISORS INC (HNNAZ) Delisted 15,947 $24.90 $397.1K -$96.9K 8 2025-09-19
HNNA Director 121,058 $9.95 $1.20M -$307.9K 22 2021-09-20

Recent Filings

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Grant (A) +2,800 $0 EDGAR
2024-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Grant (A) +2,800 $0 EDGAR
2023-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Grant (A) +2,800 $0 EDGAR
2023-09-07 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −10,000 -$67.2K EDGAR
2023-03-24 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −500 -$3.9K EDGAR
2023-03-16 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −500 -$4.0K EDGAR
2022-12-13 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −2,615 -$21.8K EDGAR
2022-09-20 HENNESSY ADVISORS INC (HNNAZ) Delisted Grant (A) +4,500 $0 EDGAR
2021-09-20 HNNA Grant (A) +5,250 $0 EDGAR
2021-05-19 HNNA Sell (S) −2,000 -$18.0K EDGAR
Showing 1–10 of 30
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.