DANIEL B STEADMAN

CIK 1165096 · Executive VP · last filed 2025-12-29

DANIEL B STEADMAN is an Executive VP who has filed 84 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for HNNAZ, was dated Dec 29, 2025. Across all open-market trades the lifetime net is −$1.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $614.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$614.4K

Companies

2

Total Filings

84

Lifetime Open-Market Net

-$1.28M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HENNESSY ADVISORS INC (HNNAZ) Delisted Executive VP 38,824 $24.90 $966.7K -$374.4K 19 2025-12-29
HNNA Executive Vice President 61,747 $9.95 $614.4K -$901.3K 64 2021-10-01

Recent Filings

84 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-12-29 HENNESSY ADVISORS INC (HNNAZ) Delisted Gift (G) −750 $0 EDGAR
2025-12-09 HENNESSY ADVISORS INC (HNNAZ) Delisted Gift (G) $0 EDGAR
2025-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed +6,392 -$33.3K EDGAR
2025-09-03 HENNESSY ADVISORS INC (HNNAZ) Delisted Gift (G) −2,000 $0 EDGAR
2024-12-30 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed −4,850 -$48.5K EDGAR
2024-12-26 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed −5,810 -$69.7K EDGAR
2024-12-20 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −6,100 -$73.1K EDGAR
2024-12-18 HENNESSY ADVISORS INC (HNNAZ) Delisted Sell (S) −2,658 -$35.5K EDGAR
2024-12-16 HNNA Notice (144) −24,000 -$326.4K EDGAR
2024-09-24 HENNESSY ADVISORS INC (HNNAZ) Delisted Gift (G) −2,000 $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.