Teresa M Nilsen

CIK 1165098 · President, COO and Secretary · last filed 2026-09-22

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.84M

Companies

Total Filings

Lifetime Open-Market Net

-$1.02M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

HNNA price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

7250 REDWOOD BLVD.
SUITE 200
NOVATO, CA 94945

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
HNNA	President, COO and Secretary	181,465	$10.15	$1.84M	-$807.3K	56	2026-09-22
HENNESSY ADVISORS INC (HNNAZ) Delisted	President, COO and Secretary	170,766	$24.90	$4.25M	-$208.0K	14	2025-09-19

Holdings By Holder

Who holds the shares on record: the insider directly, and each trust, LLC, partnership or family member reported as an indirect holder on the latest Form 4 that lists them. Holder names come from the filing's footnotes. Rows under No longer reported appeared on earlier filings but not the latest one, usually because the holder was emptied or folded into another; they are not counted in the total.

Symbol	Holder	Shares	Share of Total	Reported
HNNA	Direct	170,522	94.0%	2026-09-22
	FBO Child	9,425	5.2%	2026-09-22
	By Spouse's IRA	1,518	0.8%	2026-09-22
	Total	181,465
	No longer reported
	FBO Children	17,285	—	last 2021-10-01
	FBO Son	506	—	last 2009-01-30
HNNAZ	Direct	159,823	93.6%	2025-09-19
	FBO Child	9,425	5.5%	2025-09-19
	By Spouse's IRA	1,518	0.9%	2025-09-19
	Total	170,766
	No longer reported
	FBO Children	13,425	—	last 2025-03-31

Recent Filings · Page 7 of 8

71 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).

Filed	Symbol	Action	Net Shares	Net $	Link
2011-01-24	HNNA	Tax (F)	−143	-$500	EDGAR
2010-12-08	HNNA	Tax (F)	−252	-$680	EDGAR
2010-01-28	HNNA	Tax (F)	−812	-$2.2K	EDGAR
2009-12-23	HNNA	Tax (F)	−375	-$998	EDGAR
2009-12-10	HNNA	Tax (F)	−475	-$1.3K	EDGAR
2009-01-30	HNNA	Tax (F)	−4,275	-$37.0K	EDGAR
2008-12-04	HNNA	Grant (A)	+9,500	$0	EDGAR
2007-12-07	HNNA	Grant (A)	+7,500	$0	EDGAR
2007-02-08	HNNA	Mixed	—	-$161.8K	EDGAR
2007-02-06	HNNA	Mixed	—	-$56.4K	EDGAR

Showing 61–70 of 71

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).