NEIL J HENNESSY
CIK 1165099 · CEO · last filed 2025-09-19
NEIL J HENNESSY is a CEO who has filed 74 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for HNNAZ, was dated Sep 19, 2025. Across all open-market trades the lifetime net is −$790.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $20.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$20.86M
2
74
-$790.0K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HENNESSY ADVISORS INC (HNNAZ) Delisted | CEO | 2,066,173 | $24.90 | $51.45M | $242.1K | 19 | 2025-09-19 |
| HNNA | CEO | 2,096,653 | $9.95 | $20.86M | -$1.03M | 55 | 2021-10-01 |
Recent Filings
74 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-09-19 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Mixed | +10,700 | -$99.7K | EDGAR |
| 2024-12-30 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Gift (G) | −10,000 | $0 | EDGAR |
| 2024-09-19 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Mixed | +11,217 | -$86.9K | EDGAR |
| 2023-12-26 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Buy (P) | +599 | $3.9K | EDGAR |
| 2023-12-20 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Mixed | −19,900 | $650 | EDGAR |
| 2023-12-18 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Buy (P) | +1,551 | $10.1K | EDGAR |
| 2023-12-13 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Buy (P) | +7,190 | $46.7K | EDGAR |
| 2023-09-19 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Mixed | +13,843 | -$39.8K | EDGAR |
| 2023-09-01 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Tax (F) | −1,951 | -$13.4K | EDGAR |
| 2023-06-23 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Buy (P) | +1,775 | $12.6K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.