Insider transactions

NEIL J HENNESSY

CIK 1165099 · CEO · last filed 2026-09-22

NEIL J HENNESSY is a CEO who has filed 75 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for HNNA, was dated Sep 22, 2026. Across all open-market trades the lifetime net is −$790.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $21.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$21.07M

Companies

2

Total Filings

75

Lifetime Open-Market Net

-$790.0K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address
7250 REDWOOD BLVD.
SUITE 200
NOVATO, CA 94945
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HNNA CEO 2,085,873 $10.10 $21.07M -$1.03M 56 2026-09-22
HENNESSY ADVISORS INC (HNNAZ) Delisted CEO 2,066,173 $24.90 $51.45M $242.1K 19 2025-09-19

Recent Filings

75 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-09-22 HNNA Mixed +10,179 -$98.8K EDGAR
2025-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed +10,700 -$99.7K EDGAR
2024-12-30 HENNESSY ADVISORS INC (HNNAZ) Delisted Gift (G) −10,000 $0 EDGAR
2024-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed +11,217 -$86.9K EDGAR
2023-12-26 HENNESSY ADVISORS INC (HNNAZ) Delisted Buy (P) +599 $3.9K EDGAR
2023-12-20 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed −19,900 $650 EDGAR
2023-12-18 HENNESSY ADVISORS INC (HNNAZ) Delisted Buy (P) +1,551 $10.1K EDGAR
2023-12-13 HENNESSY ADVISORS INC (HNNAZ) Delisted Buy (P) +7,190 $46.7K EDGAR
2023-09-19 HENNESSY ADVISORS INC (HNNAZ) Delisted Mixed +13,843 -$39.8K EDGAR
2023-09-01 HENNESSY ADVISORS INC (HNNAZ) Delisted Tax (F) −1,951 -$13.4K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.