NEIL J HENNESSY
CIK 1165099 · CEO · last filed 2025-09-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$20.86M
Companies
2
Total Filings
74
Lifetime Open-Market Net
-$790.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HENNESSY ADVISORS INC (HNNAZ) Delisted | CEO | 2,066,173 | $24.90 | $51.45M | $242.1K | 19 | 2025-09-19 |
| HNNA | CEO | 2,096,653 | $9.95 | $20.86M | -$1.03M | 55 | 2021-10-01 |
Recent Filings · Page 6 of 8
74 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-09-23 | HNNA | Grant (A) | +10,500 | $0 | EDGAR |
| 2016-09-19 | HNNA | Tax (F) | −2,350 | -$85.0K | EDGAR |
| 2015-12-30 | HNNA | Gift (G) | −35,000 | $0 | EDGAR |
| 2015-09-29 | HNNA | Disp (D) | −251,373 | -$6.28M | EDGAR |
| 2015-09-18 | HNNA | Grant (A) | +15,000 | $0 | EDGAR |
| 2014-09-24 | HNNA | Grant (A) | +15,000 | $0 | EDGAR |
| 2014-02-13 | HNNA | Gift (G) | −16,000 | $0 | EDGAR |
| 2013-12-20 | HNNA | Will (W) | +22,625 | $0 | EDGAR |
| 2013-11-15 | HNNA | Gift (G) | −5,350 | $0 | EDGAR |
| 2013-09-18 | HNNA | Grant (A) | +10,000 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.