BRIAN A HENNESSY
CIK 1165100 · last filed 2025-12-22
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.95M
Companies
2
Total Filings
48
Lifetime Open-Market Net
-$66.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HENNESSY ADVISORS INC (HNNAZ) Delisted | Director | 43,351 | $24.90 | $1.08M | $39.2K | 13 | 2025-12-22 |
| HNNA | Director | 296,376 | $9.95 | $2.95M | -$106.2K | 35 | 2021-09-20 |
Recent Filings · Page 2 of 5
48 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-09-20 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Grant (A) | +4,500 | $0 | EDGAR |
| 2022-03-10 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Gift (G) | −1,000 | $0 | EDGAR |
| 2021-12-09 | HENNESSY ADVISORS INC (HNNAZ) Delisted | Gift (G) | −11,500 | $0 | EDGAR |
| 2021-09-20 | HNNA | Grant (A) | +5,250 | $0 | EDGAR |
| 2021-08-12 | HNNA | Buy (P) | +3,900 | $39.3K | EDGAR |
| 2021-06-29 | HNNA | Gift (G) | −500 | $0 | EDGAR |
| 2020-12-28 | HNNA | Gift (G) | −12,000 | $0 | EDGAR |
| 2020-09-22 | HNNA | Grant (A) | +5,250 | $0 | EDGAR |
| 2020-03-18 | HNNA | Gift (G) | −500 | $0 | EDGAR |
| 2019-12-16 | HNNA | Gift (G) | −10,000 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.