Insider transactions

HIGHLAND CAPITAL MANAGEMENT LP

CIK 1167365 · last filed 2018-04-19

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$65.67M
Companies
9
Total Filings
62
Lifetime Open-Market Net
$150.24M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

ICOG price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
100 CRESCENT COURT, SUITE 1850
DALLAS, TX 75201
Phone
(972) 628-4100
State of Incorporation
DE
Related Filers
James D Dondero — 216 joint filings, latest 2018-11-19
Strand Advisors, Inc. — 131 joint filings, latest 2013-06-06
NexPoint Advisors, L.P. — 37 joint filings, latest 2018-11-19
TLC VISION CORP — 29 joint filings, latest 2008-11-17
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. — 24 joint filings, latest 2018-11-19
DELPHI CORP — 13 joint filings, latest 2009-08-04
Highland Crusader Offshore Partners, L.P. — 12 joint filings, latest 2008-02-27
Highland Multi-Strategy Fund GP, L.L.C. — 12 joint filings, latest 2007-07-11
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NXRT 10%+ Owner 1,695,801 $18.98 $32.19M $13.06M 14 2018-04-19
NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted 637,730 $14.66 $9.35M $16.54M 12 2015-07-02
Pendrell Corp (ICOG) Delisted 10%+ Owner 42,704,621 — — $46.18M 6 2010-08-30
GTN.A 10%+ Owner 4,859,798 $6.89 $33.48M $27.06M 7 2009-08-10
NEXPOINT DIVERSIFIED REAL ESTATE TRUST (HCF) Delisted 1,967,822 — — $6.47M 7 2009-06-16
TLC VISION CORP (TLCV) Delisted 10%+ Owner 8,469,249 — — $10.14M 7 2008-11-17
MICROVISION, INC. (MVISW) Delisted 10%+ Owner 4,994,131 — — $0 1 2008-10-28
Highland Distressed Opportunities, Inc. (HCD) Delisted Director 1,868,614 — — $28.96M 4 2008-04-08
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ (NTII) Delisted 10%+ Owner 4,468,654 — — $1.82M 1 2007-12-11

Recent Filings · Page 2 of 7

62 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-07-02 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Buy (P) +73,210 $541.2K EDGAR
2015-06-04 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Buy (P) +65,927 $524.5K EDGAR
2015-05-04 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Buy (P) +17,390 $136.7K EDGAR
2015-04-24 NXRT Buy (P) +288,000 $4.00M EDGAR
2015-04-08 NXRT Buy (P) +286,088 $4.14M EDGAR
2015-04-02 NXRT Buy (P) +99,758 $1.36M EDGAR
2015-03-25 NXRT Other (J) +4,940,252 $0 EDGAR
2015-03-04 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Buy (P) +11,590 $134.2K EDGAR
2014-12-02 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Buy (P) +572,136 $6.42M EDGAR
2014-11-05 NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NHF) Delisted Buy (P) +14,760 $161.0K EDGAR
Showing 11–20 of 62
Page 2 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.