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JAMES L HERBERT

CIK 1168789 · Executive Chairman · last filed 2020-10-16

JAMES L HERBERT is an Executive Chairman who has filed 186 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for NEOG, was dated Oct 16, 2020. Across all open-market trades the lifetime net is −$137.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.00M

Companies

1

Total Filings

186

Lifetime Open-Market Net

-$137.79M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NEOG Director 104,478 $9.61 $1.00M -$137.79M 186 2020-10-16

Recent Filings

186 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-10-16 NEOG Mixed — -$901.1K EDGAR
2020-10-02 NEOG Mixed — -$966.3K EDGAR
2020-05-15 NEOG Gift (G) −7,800 -$502.7K EDGAR
2020-04-23 NEOG Mixed −26,968 -$1.78M EDGAR
2020-04-16 NEOG Gift (G) −500 -$31.6K EDGAR
2020-04-07 NEOG Sell (S) −20,000 -$1.26M EDGAR
2020-02-27 NEOG Sell (S) −14,614 -$1.05M EDGAR
2020-02-19 NEOG Sell (S) −89,456 -$6.44M EDGAR
2020-02-18 NEOG Gift (G) −22,500 -$1.63M EDGAR
2020-02-14 NEOG Sell (S) −30,000 -$2.09M EDGAR
Showing 1–10 of 186
Page 1 of 19
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.