JAMES L HERBERT
CIK 1168789 · Executive Chairman · last filed 2020-10-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$982.1K
Companies
1
Total Filings
186
Lifetime Open-Market Net
-$137.79M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NEOG | Director | 104,478 | $9.40 | $982.1K | -$137.79M | 186 | 2020-10-16 |
Recent Filings · Page 16 of 19
186 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-08-24 | NEOG | Exer (M) | +3,442 | $46.6K | EDGAR |
| 2011-08-03 | NEOG | Mixed | — | -$420.7K | EDGAR |
| 2011-04-05 | NEOG | Mixed | +2,109 | -$675.9K | EDGAR |
| 2011-02-17 | NEOG | Mixed | +13,167 | -$173.2K | EDGAR |
| 2010-11-17 | NEOG | Gift (G) | −3,500 | -$126.4K | EDGAR |
| 2010-11-02 | NEOG | Exer (M) | +360 | $2.9K | EDGAR |
| 2010-10-12 | NEOG | Mixed | — | -$368.8K | EDGAR |
| 2010-10-07 | NEOG | Mixed | — | -$128.5K | EDGAR |
| 2010-10-04 | NEOG | Mixed | — | -$168.1K | EDGAR |
| 2010-10-01 | NEOG | Mixed | — | -$170.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.