FREDERICK BALL

CIK 1175993 · EVP & Chief Admin Officer · last filed 2026-05-08

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

6

Total Filings

106

Lifetime Open-Market Net

-$13.18M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AEISE Director 22,655 -$1.75M 46 2026-05-08
FirstMark Horizon Acquisition Corp. (FMAC.WS) Delisted Director 0 $0.72 $0 $0 1 2022-03-28
SendGrid, Inc. (SEND) Delisted Director 0 $0 2 2019-02-01
ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted Director 34,058 $0 25 2019-02-01
Marketo, Inc. (MKTO) Delisted EVP & Chief Admin Officer 96,130 -$11.43M 31 2016-03-09
BigBand Networks, Inc. (BBND) Delisted Sr. VP & CFO 137,500 $0 1 2007-03-21

Recent Filings · Page 3 of 11

106 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-11-14 AEISE Sell (S) −4,000 -$334.0K EDGAR
2017-08-14 ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted Grant (A) +12,000 $0 EDGAR
2017-05-08 AEISE Mixed +6,000 $445.7K EDGAR
2016-12-29 AEISE Gift (G) −7,500 $0 EDGAR
2016-08-22 ELECTRO SCIENTIFIC INDUSTRIES INC (ESIO) Delisted Grant (A) +12,000 $0 EDGAR
2016-05-06 AEISE Grant (A) +8,000 $276.4K EDGAR
2016-03-09 Marketo, Inc. (MKTO) Delisted Grant (A) +5,000 $0 EDGAR
2016-02-18 Marketo, Inc. (MKTO) Delisted Mixed +25,682 -$127.8K EDGAR
2015-12-17 Marketo, Inc. (MKTO) Delisted Mixed -$208.7K EDGAR
2015-11-18 Marketo, Inc. (MKTO) Delisted Mixed -$267.6K EDGAR
Showing 2130 of 106
Page 3 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.