MICHAEL F ROGERS

CIK 1180345 · President and COO · last filed 2017-05-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$220.98M

Companies

3

Total Filings

21

Lifetime Open-Market Net

-$16.98M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XLF President and COO 904,200 $57.88 $52.34M $0 3 2017-05-17
STT President and COO 910,436 $185.23 $168.64M -$16.98M 14 2016-03-02
INVESTORS FINANCIAL SERVICES CORP (IFIN) Delisted President 1,214,387 $6.28 $7.63M $0 3 2007-05-25

Recent Filings · Page 2 of 3

21 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-08-28 STT Mixed −275,000 -$16.98M EDGAR
2013-02-25 STT Mixed +129,784 -$575.0K EDGAR
2013-02-20 STT Tax (F) −18,089 -$1.04M EDGAR
2012-11-27 STT Gift (G) −45,000 $0 EDGAR
2012-02-17 STT Mixed +150,354 -$319.8K EDGAR
2011-02-28 STT Mixed +4,939 -$24.2K EDGAR
2011-02-17 STT Tax (F) −1,838 -$84.0K EDGAR
2007-07-05 Disp (D) −1,214,387 $0
2007-05-25 INVESTORS FINANCIAL SERVICES CORP (IFIN) Delisted Exer (M) +1,562 $54.3K EDGAR
2007-03-12 INVESTORS FINANCIAL SERVICES CORP (IFIN) Delisted Exer (M) +10,295 $659.3K EDGAR
Showing 1120 of 21
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.