MICHAEL F ROGERS
CIK 1180345 · President and COO · last filed 2017-05-17
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$220.98M
Companies
3
Total Filings
21
Lifetime Open-Market Net
-$16.98M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XLF | President and COO | 904,200 | $57.88 | $52.34M | $0 | 3 | 2017-05-17 |
| STT | President and COO | 910,436 | $185.23 | $168.64M | -$16.98M | 14 | 2016-03-02 |
| INVESTORS FINANCIAL SERVICES CORP (IFIN) Delisted | President | 1,214,387 | $6.28 | $7.63M | $0 | 3 | 2007-05-25 |
Recent Filings · Page 2 of 3
21 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-08-28 | STT | Mixed | −275,000 | -$16.98M | EDGAR |
| 2013-02-25 | STT | Mixed | +129,784 | -$575.0K | EDGAR |
| 2013-02-20 | STT | Tax (F) | −18,089 | -$1.04M | EDGAR |
| 2012-11-27 | STT | Gift (G) | −45,000 | $0 | EDGAR |
| 2012-02-17 | STT | Mixed | +150,354 | -$319.8K | EDGAR |
| 2011-02-28 | STT | Mixed | +4,939 | -$24.2K | EDGAR |
| 2011-02-17 | STT | Tax (F) | −1,838 | -$84.0K | EDGAR |
| 2007-07-05 | — | Disp (D) | −1,214,387 | $0 | |
| 2007-05-25 | INVESTORS FINANCIAL SERVICES CORP (IFIN) Delisted | Exer (M) | +1,562 | $54.3K | EDGAR |
| 2007-03-12 | INVESTORS FINANCIAL SERVICES CORP (IFIN) Delisted | Exer (M) | +10,295 | $659.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.