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ROY M WHITEHEAD

CIK 1180561 · Executive Chairman · last filed 2019-01-02

ROY M WHITEHEAD is an Executive Chairman who has filed 33 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for WAFD, was dated Jan 2, 2019. Across all open-market trades the lifetime net is −$7.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.59M

Companies

4

Total Filings

33

Lifetime Open-Market Net

-$7.70M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WAFD Director 206,775 $36.73 $7.59M $0 1 2019-01-02
WAFD INC (WAFDW) Delisted Executive Chairman 225,710 — — -$7.70M 22 2018-11-01
WAFD INC (WFSLW) Delisted Chairman, Pres. & CEO 197,559 — — $0 3 2011-10-26
WAFD INC (WFSL) Delisted President, CEO and Chariman 133,559 — — $0 7 2009-10-28

Recent Filings

33 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-01-02 WAFD Mixed −18,935 -$105.1K EDGAR
2018-11-01 WAFD INC (WAFDW) Delisted Mixed −36,608 -$214.2K EDGAR
2017-11-01 WAFD INC (WAFDW) Delisted Tax (F) −31,058 -$1.08M EDGAR
2017-06-15 WAFD INC (WAFDW) Delisted Sell (S) −16,000 -$551.4K EDGAR
2017-02-17 WAFD INC (WAFDW) Delisted Sell (S) −19,500 -$664.1K EDGAR
2017-01-27 WAFD INC (WAFDW) Delisted Sell (S) −27,434 -$931.2K EDGAR
2017-01-25 WAFD INC (WAFDW) Delisted Sell (S) −31,550 -$1.06M EDGAR
2016-11-14 WAFD INC (WAFDW) Delisted Mixed −10,000 -$517.3K EDGAR
2016-11-04 WAFD INC (WAFDW) Delisted Sell (S) −17,485 -$475.4K EDGAR
2016-11-03 WAFD INC (WAFDW) Delisted Sell (S) −11,530 -$311.8K EDGAR
Showing 1–10 of 33
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.