CARL F POLLARD

CIK 1180718 · last filed 2012-09-25

CARL F POLLARD is a corporate insider who has filed 9 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing shows the insider exercised options on $47.9K of DNP on Sep 25, 2012. Across all open-market trades the lifetime net is +$535.2K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $65.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$65.59M

Companies

4

Total Filings

9

Lifetime Open-Market Net

$535.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DNP Director 45,000 $11.00 $495.0K $0 1 2012-09-25
DPG Director 10,000 $14.94 $149.4K $187.8K 2 2012-06-12
CHDN Director 772,680 $83.75 $64.71M $218.5K 4 2010-07-20
DTF Director 20,000 $11.47 $229.5K $128.8K 2 2009-05-13

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-09-25 DNP Exer (X) +5,000 $47.9K EDGAR
2012-06-12 DPG Buy (P) +5,000 $87.8K EDGAR
2011-07-27 DPG Buy (P) +5,000 $100.0K EDGAR
2010-07-20 CHDN Grant (A) $0 EDGAR
2010-03-11 CHDN Gift (G) −5,300 $0 EDGAR
2009-07-29 CHDN Buy (P) +10,000 $218.5K EDGAR
2009-05-13 DTF Buy (P) +9,000 $116.1K EDGAR
2009-05-11 DTF Buy (P) +1,000 $12.8K EDGAR
2009-03-09 CHDN Grant (A) +10,000 $218.5K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.