John V Balen

CIK 1181211 · last filed 2023-05-25

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$13.9K

Companies

Total Filings

Lifetime Open-Market Net

-$5.00M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

CDLX price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers

L Stephen Green — 12 joint filings, latest 2012-03-06

Guy M Russo — 12 joint filings, latest 2012-03-06

Seth Rudnick — 7 joint filings, latest 2012-03-06

CANAAN EQUITY II ENTREPRENEURS LLC — 5 joint filings, latest 2005-11-17

Canaan Equity Partners II LLC — 5 joint filings, latest 2005-11-17

James C Furnivall — 5 joint filings, latest 2005-11-17

CANAAN EQUITY III ENTREPRENEURS LLC — 2 joint filings, latest 2007-06-07

Canaan Equity Partners III LLC — 2 joint filings, latest 2007-06-07

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CDLX	Director	6,826	$2.03	$13.9K	-$5.00M	19	2023-05-25

Recent Filings · Page 2 of 2

19 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-06-26	CDLX	Exer (M)	+6,353	$0	EDGAR
2020-06-04	CDLX	Grant (A)	—	$0	EDGAR
2020-03-16	CDLX	Buy (P)	+2,000	$89.7K	EDGAR
2019-08-14	CDLX	Sell (S)	−187,683	-$5.99M	EDGAR
2019-06-26	CDLX	Grant (A)	—	$0	EDGAR
2019-04-10	CDLX	Exer (M)	+8,484	$0	EDGAR
2018-08-09	CDLX	Mixed	+122,777	$49	EDGAR
2018-03-13	CDLX	Grant (A)	—	$0	EDGAR
2018-02-15	CDLX	Conv (C)	+3,245,364	$0	EDGAR

Showing 11–19 of 19

Prev Page 2 of 2

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.