RICHARD J NORMAN

CIK 1181436 · last filed 2010-03-16

RICHARD J NORMAN is a corporate insider who has filed 8 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for UTF, was dated Mar 16, 2010. Across all open-market trades the lifetime net is +$100.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $326.0K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$326.0K

Companies

3

Total Filings

8

Lifetime Open-Market Net

$100.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
UTF		3,672	$27.83	$102.2K	$0	1	2010-03-16
RQI	Director	12,716	$12.33	$156.8K	$0	2	2010-03-16
FOF	Director	5,000	$13.40	$67.0K	$100.0K	1	2007-02-21

Recent Filings

8 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2010-03-16	UTF	Grant (A)	+3,672	$0	EDGAR
2010-03-16	—	Disp (D)	−5,000	$0
2010-03-16	RQI	Grant (A)	+1,868	$0	EDGAR
2010-03-16	—	Disp (D)	−2,000	$0
2009-12-22	—	Disp (D)	−5,000	$0
2009-12-22	RQI	Grant (A)	+8,848	$0	EDGAR
2009-12-22	—	Disp (D)	−4,000	$0
2007-02-21	FOF	Buy (P)	+5,000	$100.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.