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GEORGE GROSSMAN

CIK 1181437 · last filed 2012-10-04

GEORGE GROSSMAN is a corporate insider who has filed 7 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing shows the insider sold $65.7K of RFI on Oct 4, 2012. Across all open-market trades the lifetime net is −$179.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.4K

Companies

4

Total Filings

7

Lifetime Open-Market Net

-$179.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RFI Director 0 $11.45 $0 -$65.7K 1 2012-10-04
RNP Director 47 $20.38 $970 $0 1 2011-04-29
RQI Director 32 $12.33 $404 -$71.7K 2 2011-04-19
Cohen & Steers Dividend Majors Fund, Inc. (DVM) Delisted Director 69 — — -$42.1K 1 2009-10-08

Recent Filings

7 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-10-04 RFI Sell (S) −4,676 -$65.7K EDGAR
2011-04-29 RNP Disp (D) −3,950 -$62.3K EDGAR
2011-04-19 RQI Sell (S) −7,400 -$71.7K EDGAR
2009-12-22 — Disp (D) −2,983 $0
2009-12-22 RQI Grant (A) +5,276 $0 EDGAR
2009-12-22 — Disp (D) −2,383 $0
2009-10-08 Cohen & Steers Dividend Majors Fund, Inc. (DVM) Delisted Sell (S) −4,400 -$42.1K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.