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WILLARD H JR SMITH

CIK 1181442 · last filed 2011-07-22

WILLARD H JR SMITH is a corporate insider who has filed 22 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider sold $70.9K of UTF on Jul 22, 2011. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $11.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.07M

Companies

6

Total Filings

22

Lifetime Open-Market Net

-$1.05M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UTF Director 52,000 $27.77 $1.44M $331.4K 2 2011-07-22
ESS Director 12,985 $292.93 $3.80M -$1.50M 9 2011-05-18
RQI 3,020 $12.37 $37.4K $0 1 2009-12-22
O Director 88,000 $65.71 $5.78M $0 4 2009-05-12
COHEN & STEERS REIT & UTILITY INCOME FUND INC (RTU) Delisted Director 11,000 — — -$82.4K 1 2009-03-23
Cohen & Steers Global Income Builder, Inc (INB) Delisted Director 19,000 — — $194.1K 3 2008-06-26

Recent Filings

22 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-07-22 UTF Sell (S) −4,000 -$70.9K EDGAR
2011-05-18 ESS Mixed — -$191.7K EDGAR
2011-05-11 ESS Mixed — -$208.1K EDGAR
2011-02-23 ESS Mixed — -$177.3K EDGAR
2010-05-20 ESS Grant (A) +485 $0 EDGAR
2010-02-25 ESS Mixed — -$116.3K EDGAR
2009-12-22 — Disp (D) −4,500 $0
2009-12-22 — Disp (D) −1,000 $0
2009-12-22 RQI Grant (A) +5,234 $0 EDGAR
2009-05-12 O Other (J) — $0 EDGAR
Showing 1–10 of 22
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.