Willard H Smith Jr
CIK 1181442 · last filed 2011-07-22
Willard H Smith Jr is a corporate insider who has filed 22 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider sold $70.9K of UTF on Jul 22, 2011. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $10.1M across reported positions. 9 SEC filings were submitted jointly with REALTY INCOME CORP.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ESS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
LA JOLLA, CA 92037
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UTF | Director | 52,000 | $26.05 | $1.35M | $331.4K | 2 | 2011-07-22 |
| ESS | Director | 12,985 | $282.36 | $3.67M | -$1.50M | 9 | 2011-05-18 |
| RQI | 3,020 | $11.27 | $34.0K | $0 | 1 | 2009-12-22 | |
| O | Director | 88,000 | $57.00 | $5.02M | $0 | 4 | 2009-05-12 |
| COHEN & STEERS REIT & UTILITY INCOME FUND INC (RTU) Delisted | Director | 11,000 | — | — | -$82.4K | 1 | 2009-03-23 |
| Cohen & Steers Global Income Builder, Inc (INB) Delisted | Director | 19,000 | — | — | $194.1K | 3 | 2008-06-26 |
Recent Filings
22 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-07-22 | UTF | Sell (S) | −4,000 | -$70.9K | EDGAR |
| 2011-05-18 | ESS | Mixed | — | -$191.7K | EDGAR |
| 2011-05-11 | ESS | Mixed | — | -$208.1K | EDGAR |
| 2011-02-23 | ESS | Mixed | — | -$177.3K | EDGAR |
| 2010-05-20 | ESS | Grant (A) | +485 | $0 | EDGAR |
| 2010-02-25 | ESS | Mixed | — | -$116.3K | EDGAR |
| 2009-12-22 | — | Disp (D) | −4,500 | $0 | |
| 2009-12-22 | — | Disp (D) | −1,000 | $0 | |
| 2009-12-22 | RQI | Grant (A) | +5,234 | $0 | EDGAR |
| 2009-05-12 | O | Other (J) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.