WILLARD H JR SMITH
CIK 1181442 · last filed 2011-07-22
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$11.07M
Companies
6
Total Filings
22
Lifetime Open-Market Net
-$1.05M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UTF | Director | 52,000 | $27.77 | $1.44M | $331.4K | 2 | 2011-07-22 |
| ESS | Director | 12,985 | $292.93 | $3.80M | -$1.50M | 9 | 2011-05-18 |
| RQI | 3,020 | $12.37 | $37.4K | $0 | 1 | 2009-12-22 | |
| O | Director | 88,000 | $65.71 | $5.78M | $0 | 4 | 2009-05-12 |
| COHEN & STEERS REIT & UTILITY INCOME FUND INC (RTU) Delisted | Director | 11,000 | — | — | -$82.4K | 1 | 2009-03-23 |
| Cohen & Steers Global Income Builder, Inc (INB) Delisted | Director | 19,000 | — | — | $194.1K | 3 | 2008-06-26 |
Recent Filings · Page 3 of 3
22 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-01-05 | ESS | Exer (M) | +2,500 | $73.1K | EDGAR |
| 2007-01-03 | O | Exer (X) | +10,000 | $130.3K | EDGAR |
Showing 21–22 of 22
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.