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THOMAS A JAMES

CIK 1182775 · Chairman Emeritus · last filed 2023-12-18

THOMAS A JAMES is a Chairman Emeritus who has filed 64 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for RJF, was dated Dec 18, 2023. Across all open-market trades the lifetime net is −$116.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.25B across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.25B

Companies

2

Total Filings

64

Lifetime Open-Market Net

-$116.85M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RJF Chairman Emeritus 37,616,333 $166.14 $6.25B -$116.85M 62 2023-12-18
OSI RESTAURANT PARTNERS, INC. (OSI) Delisted Director 8,508 $10.65 $90.6K $0 1 2007-01-24

Recent Filings

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-12-18 RJF Mixed +821 $0 EDGAR
2023-12-01 RJF Grant (A) +1,229 $0 EDGAR
2022-12-15 RJF Mixed +824 $0 EDGAR
2022-12-01 RJF Grant (A) +1,080 $0 EDGAR
2022-11-17 RJF Sell (S) −1,350 -$167.1K EDGAR
2022-05-05 RJF Other (J) −664,131 $0 EDGAR
2021-12-16 RJF Mixed +5,459 $0 EDGAR
2021-12-03 RJF Grant (A) +6,931 $0 EDGAR
2021-02-22 RJF Sell (S) −220,000 -$25.65M EDGAR
2021-02-12 RJF Sell (S) −48,018 -$5.42M EDGAR
Showing 1–10 of 64
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.