THOMAS A JAMES
CIK 1182775 · Chairman Emeritus · last filed 2023-12-18
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$6.25B
Companies
2
Total Filings
64
Lifetime Open-Market Net
-$116.85M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RJF | Chairman Emeritus | 37,616,333 | $166.14 | $6.25B | -$116.85M | 62 | 2023-12-18 |
| OSI RESTAURANT PARTNERS, INC. (OSI) Delisted | Director | 8,508 | $10.65 | $90.6K | $0 | 1 | 2007-01-24 |
Recent Filings · Page 3 of 7
64 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-11-29 | RJF | Sell (S) | −200,000 | -$17.20M | EDGAR |
| 2017-05-24 | RJF | Gift (G) | −662,754 | $0 | EDGAR |
| 2016-12-19 | RJF | Grant (A) | — | $0 | EDGAR |
| 2016-12-14 | RJF | Exer (M) | +3,071 | $0 | EDGAR |
| 2016-11-23 | RJF | Grant (A) | +3,040 | $0 | EDGAR |
| 2016-06-03 | RJF | Gift (G) | −10,000 | $0 | EDGAR |
| 2015-12-17 | RJF | Grant (A) | — | $0 | EDGAR |
| 2015-12-16 | RJF | Exer (M) | +2,936 | $0 | EDGAR |
| 2015-12-10 | RJF | Sell (S) | −27,800 | -$1.65M | EDGAR |
| 2015-12-08 | RJF | Sell (S) | −148,639 | -$8.83M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.