JAMES B GALLAGHER

CIK 1184070 · Vice President · last filed 2018-03-13

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.80M

Companies

1

Total Filings

40

Lifetime Open-Market Net

-$1.81M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AWR Vice President 32,090 $87.32 $2.80M -$1.81M 40 2018-03-13

Recent Filings · Page 2 of 4

40 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-02-02 AWR Tax (F) −425 -$17.2K EDGAR
2015-01-28 AWR Grant (A) +1,571 $2.4K EDGAR
2014-03-06 AWR Mixed −564 -$17.0K EDGAR
2014-02-07 AWR Tax (F) −945 -$26.2K EDGAR
2014-01-30 AWR Mixed +14,147 $3.6K EDGAR
2013-03-06 AWR Mixed −212 -$13.7K EDGAR
2013-02-05 AWR Tax (F) −268 -$13.6K EDGAR
2013-02-04 AWR Tax (F) −333 -$16.9K EDGAR
2013-01-31 AWR Grant (A) +841 $3.0K EDGAR
2012-08-16 AWR Sell (S) −5,479 -$244.9K EDGAR
Showing 1120 of 40
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.