Kelly L Chan

CIK 1185626 · last filed 2024-12-09

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$8.08M

Companies

Total Filings

Lifetime Open-Market Net

$61.7K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

CATY price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers

General Bancorp Cathay — 39 joint filings, latest 2024-12-09

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
CATY	Director	134,684	$59.96	$8.08M	$25.6K	16	2024-12-09
CATHAY GENERAL BANCORP (CATYW) Delisted	Director	117,426	—	—	$18.7K	8	2018-12-07
CATHAY GENERAL BANCORP (CATY.W) Delisted	Director	291,762	—	—	$17.5K	5	2016-03-21

Recent Filings · Page 2 of 3

29 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-04-17	CATY	Grant (A)	+2,116	$0	EDGAR
2018-12-26	CATY	Other (J)	−155,422	$0	EDGAR
2018-12-07	CATHAY GENERAL BANCORP (CATYW) Delisted	Buy (P)	+500	$18.7K	EDGAR
2018-09-18	CATHAY GENERAL BANCORP (CATYW) Delisted	Gift (G)	−1,950	$0	EDGAR
2018-04-23	CATHAY GENERAL BANCORP (CATYW) Delisted	Grant (A)	+1,606	$0	EDGAR
2018-02-20	CATHAY GENERAL BANCORP (CATYW) Delisted	Exer (M)	+3,500	$81.8K	EDGAR
2017-12-20	CATHAY GENERAL BANCORP (CATYW) Delisted	Gift (G)	−900	$0	EDGAR
2017-10-26	CATHAY GENERAL BANCORP (CATYW) Delisted	Will (W)	+757	$0	EDGAR
2017-04-17	CATHAY GENERAL BANCORP (CATYW) Delisted	Grant (A)	+1,400	$0	EDGAR
2016-12-30	CATHAY GENERAL BANCORP (CATYW) Delisted	Gift (G)	−300	$0	EDGAR

Showing 11–20 of 29

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.