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RICHARD T LOMMEN

CIK 1185972 · last filed 2021-04-21

RICHARD T LOMMEN is a corporate insider who has filed 140 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for ASB, was dated Apr 21, 2021. Across all open-market trades the lifetime net is +$730.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $6.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.24M

Companies

5

Total Filings

140

Lifetime Open-Market Net

$730.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ASB Director 206,324 $30.26 $6.24M $0 26 2021-04-21
ASSOCIATED BANC-CORP (ASB.WS) Delisted Director 28,426 — — -$215.2K 39 2018-09-21
ASSOCIATED BANC-CORP (ASBC.W) Delisted Director 156,777 — — $0 18 2014-12-17
ASSOCIATED BANC-CORP (ASBCW) Delisted Director 60,980 — — $0 8 2012-10-01
ASSOCIATED BANC-CORP (ASBC) Delisted Director 122,777 — — $946.0K 49 2011-11-18

Recent Filings

140 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-04-21 ASB Grant (A) — $0 EDGAR
2021-03-17 ASB Mixed +334 $7.7K EDGAR
2021-02-03 ASB Grant (A) +6,644 $120.0K EDGAR
2021-01-21 ASB Grant (A) — $0 EDGAR
2020-12-17 ASB Mixed +448 $7.5K EDGAR
2020-10-21 ASB Grant (A) — $0 EDGAR
2020-09-16 ASB Mixed +560 $7.4K EDGAR
2020-07-21 ASB Grant (A) — $0 EDGAR
2020-06-17 ASB Mixed +502 $7.4K EDGAR
2020-04-21 ASB Grant (A) — $0 EDGAR
Showing 1–10 of 140
Page 1 of 14
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.