TING Y LIU
CIK 1186009 · last filed 2020-05-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$23.89M
Companies
3
Total Filings
15
Lifetime Open-Market Net
-$754.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CATY | Director | 380,946 | $62.71 | $23.89M | -$247.4K | 7 | 2020-05-06 |
| CATHAY GENERAL BANCORP (CATYW) Delisted | Director | 375,719 | — | — | -$507.5K | 5 | 2018-04-23 |
| CATHAY GENERAL BANCORP (CATY.W) Delisted | Director | 387,213 | — | — | $0 | 3 | 2016-03-21 |
Recent Filings · Page 2 of 2
15 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-10-25 | CATY | Sell (S) | −5,000 | -$127.4K | EDGAR |
| 2012-12-21 | CATY | Exer (M) | +5,120 | $58.1K | EDGAR |
| 2008-12-08 | CATY | Sell (S) | −3,000 | -$60.0K | EDGAR |
| 2008-12-05 | CATY | Sell (S) | −3,000 | -$60.0K | EDGAR |
| 2008-02-25 | CATY | Grant (A) | — | $0 | EDGAR |
Showing 11–15 of 15
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.