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OLIVER R SOCKWELL

CIK 1187703 · last filed 2018-05-29

OLIVER R SOCKWELL is a corporate insider who has filed 56 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for DFIN, was dated May 29, 2018. Across all open-market trades the lifetime net is +$96.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.99M

Companies

4

Total Filings

56

Lifetime Open-Market Net

$96.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DFIN Director 73,728 $40.55 $2.99M $0 3 2018-05-29
RR Donnelley & Sons Co (RRD) Delisted Director 111,092 $10.84 $1.20M $0 1 2016-05-23
WILMINGTON TRUST CORP (WL) Delisted Director 4,000 — — $96.4K 14 2010-04-02
Kate Spade & Co (LIZ) Delisted Director 56,438 — — $0 27 2009-01-14

Recent Filings

56 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-05-29 DFIN Grant (A) +7,421 $0 EDGAR
2017-05-22 DFIN Grant (A) +4,871 $0 EDGAR
2016-10-25 DFIN Other (J) +48,274 $0 EDGAR
2016-05-23 RR Donnelley & Sons Co (RRD) Delisted Mixed +13,427 -$22.4K EDGAR
2015-06-04 — Sell (S) −10,000 -$194.1K
2015-05-22 — Grant (A) +12,079 $0
2013-05-28 — Grant (A) +17,160 $0
2013-05-21 — Tax (F) −2,707 -$34.9K
2012-05-21 — Grant (A) +21,956 $0
2011-05-23 — Grant (A) +10,516 $0
Showing 1–10 of 56
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.