OLIVER R SOCKWELL
CIK 1187703 · last filed 2018-05-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.99M
Companies
4
Total Filings
56
Lifetime Open-Market Net
$96.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DFIN | Director | 73,728 | $40.55 | $2.99M | $0 | 3 | 2018-05-29 |
| RR Donnelley & Sons Co (RRD) Delisted | Director | 111,092 | $10.84 | $1.20M | $0 | 1 | 2016-05-23 |
| WILMINGTON TRUST CORP (WL) Delisted | Director | 4,000 | — | — | $96.4K | 14 | 2010-04-02 |
| Kate Spade & Co (LIZ) Delisted | Director | 56,438 | — | — | $0 | 27 | 2009-01-14 |
Recent Filings · Page 6 of 6
56 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-03-13 | Kate Spade & Co (LIZ) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-02-28 | Kate Spade & Co (LIZ) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-02-01 | Kate Spade & Co (LIZ) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-01-31 | Kate Spade & Co (LIZ) Delisted | Grant (A) | — | $0 | EDGAR |
| 2007-01-12 | Kate Spade & Co (LIZ) Delisted | Grant (A) | +2,233 | $100.0K | EDGAR |
| 2007-01-04 | Kate Spade & Co (LIZ) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 51–56 of 56
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Page 6 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.