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STEVEN K SPRAGUE

CIK 1187893 · President/CEO · last filed 2013-01-28

STEVEN K SPRAGUE is a President/CEO who has filed 8 SEC Form 4 insider transactions across 1 company since 2008. The most recent filing, for WAVX, was dated Jan 28, 2013. Across all open-market trades the lifetime net is −$211.9K, making them a net seller over the disclosed history. 14 SEC filings were submitted jointly with WAVE SYSTEMS CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

8

Lifetime Open-Market Net

-$211.9K

Filer Profile

Related Filers
WAVE SYSTEMS CORP — 14 joint filings, latest 2013-01-28
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WAVE SYSTEMS CORP (WAVX) Delisted President/CEO 5,440 — — -$211.9K 8 2013-01-28

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-01-28 WAVE SYSTEMS CORP (WAVX) Delisted Grant (A) — $0 EDGAR
2012-10-01 WAVE SYSTEMS CORP (WAVX) Delisted Buy (P) +57,403 $52.8K EDGAR
2012-02-22 WAVE SYSTEMS CORP (WAVX) Delisted Grant (A) — $0 EDGAR
2011-04-27 WAVE SYSTEMS CORP (WAVX) Delisted Sell (S) −35,000 -$114.1K EDGAR
2011-01-19 WAVE SYSTEMS CORP (WAVX) Delisted Grant (A) — $0 EDGAR
2010-03-19 WAVE SYSTEMS CORP (WAVX) Delisted Sell (S) −40,000 -$150.7K EDGAR
2010-02-05 WAVE SYSTEMS CORP (WAVX) Delisted Grant (A) — $0 EDGAR
2008-03-20 WAVE SYSTEMS CORP (WAVX) Delisted Grant (A) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.