ROGER O WALTHER
CIK 1188409 · last filed 2020-11-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$24.13M
Companies
1
Total Filings
35
Lifetime Open-Market Net
-$6.58M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SCHW | Director | 234,709 | $102.79 | $24.13M | -$6.58M | 35 | 2020-11-19 |
Recent Filings · Page 3 of 4
35 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-05-14 | SCHW | Exer (M) | +12,907 | $150.0K | EDGAR |
| 2012-04-06 | SCHW | Exer (M) | +2,992 | $35.0K | EDGAR |
| 2012-01-30 | SCHW | Buy (P) | +2,718 | $31.5K | EDGAR |
| 2011-11-30 | SCHW | Buy (P) | +1,500 | $16.6K | EDGAR |
| 2011-08-23 | SCHW | Exer (M) | +17,034 | $158.0K | EDGAR |
| 2011-06-17 | SCHW | Exer (M) | +2,427 | $34.9K | EDGAR |
| 2011-05-23 | SCHW | Grant (A) | +3,543 | $0 | EDGAR |
| 2011-03-16 | SCHW | Exer (M) | +2,517 | $36.7K | EDGAR |
| 2010-11-12 | SCHW | Buy (P) | +2,650 | $40.5K | EDGAR |
| 2010-08-31 | SCHW | Mixed | +15,260 | $149.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.