CHARLES A HAGGERTY

CIK 1189026 · last filed 2016-11-30

CHARLES A HAGGERTY is a corporate insider who has filed 171 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for DLX, was dated Nov 30, 2016. Across all open-market trades the lifetime net is −$1.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $8.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$8.17M

Companies

5

Total Filings

171

Lifetime Open-Market Net

-$1.34M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DLX	Director	42,543	$26.05	$1.11M	-$2.15M	20	2016-11-30
LSI CORP (LSI) Delisted	Director	403,140	$133.10	$53.66M	$548.4K	13	2014-03-04
PNR	Director	113,108	$62.45	$7.06M	-$59.2K	87	2014-02-03
GlassBridge Enterprises, Inc. (IMN) Delisted	Director	70,721	—	—	$0	6	2012-05-04
BECKMAN COULTER INC (BEC) Delisted	Director	7,655	—	—	$321.0K	44	2011-06-28

Recent Filings

171 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2016-11-30	DLX	Gift (G)	—	$0	EDGAR
2016-11-15	DLX	Gift (G)	−11,607	$0	EDGAR
2016-05-05	DLX	Grant (A)	+2,183	$0	EDGAR
2015-05-01	DLX	Grant (A)	+1,873	$0	EDGAR
2015-02-17	DLX	Sell (S)	−32,000	-$2.15M	EDGAR
2014-03-04	LSI CORP (LSI) Delisted	Mixed	+9,288	$0	EDGAR
2014-02-03	PNR	Gift (G)	—	$0	EDGAR
2014-01-08	PNR	Mixed	+2,678	$68.4K	EDGAR
2014-01-06	PNR	Mixed	+2,935	$88.1K	EDGAR
2013-05-02	DLX	Grant (A)	+2,733	$0	EDGAR

Showing 1–10 of 171

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.