CHARLES A HAGGERTY

CIK 1189026 · last filed 2016-11-30

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.17M

Companies

5

Total Filings

171

Lifetime Open-Market Net

-$1.34M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DLX Director 42,543 $26.05 $1.11M -$2.15M 20 2016-11-30
LSI CORP (LSI) Delisted Director 403,140 $133.10 $53.66M $548.4K 13 2014-03-04
PNR Director 113,108 $62.45 $7.06M -$59.2K 87 2014-02-03
GlassBridge Enterprises, Inc. (IMN) Delisted Director 70,721 $0 6 2012-05-04
BECKMAN COULTER INC (BEC) Delisted Director 7,655 $321.0K 44 2011-06-28

Recent Filings · Page 3 of 18

171 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-07-13 PNR Grant (A) $0 EDGAR
2012-06-14 PNR Grant (A) $0 EDGAR
2012-05-30 LSI CORP (LSI) Delisted Buy (P) +20,000 $138.6K EDGAR
2012-05-15 PNR Mixed +1,588 $59.0K EDGAR
2012-05-04 DLX Grant (A) +4,272 $0 EDGAR
2012-05-04 GlassBridge Enterprises, Inc. (IMN) Delisted Grant (A) +30,382 $175.0K EDGAR
2012-05-02 LSI CORP (LSI) Delisted Buy (P) +20,000 $161.4K EDGAR
2012-04-16 PNR Grant (A) $0 EDGAR
2012-03-14 PNR Grant (A) $0 EDGAR
2012-03-05 LSI CORP (LSI) Delisted Mixed +10,355 $0 EDGAR
Showing 2130 of 171
Page 3 of 18
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.