JUDITH M STOCKDALE

CIK 1189630 · last filed 2017-07-31

JUDITH M STOCKDALE is a corporate insider who has filed 10 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider sold $16.7K of JDD on Jul 31, 2017. Across all open-market trades the lifetime net is +$5.1K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.9K

Companies

5

Total Filings

10

Lifetime Open-Market Net

$5.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted 500 $10.74 $5.4K -$6.6K 5 2017-07-31
Nuveen S&P 500 BuyWrite Income Fund (JPZ) Delisted 132 $0 1 2014-12-23
JQC 400 $4.75 $1.9K $2.0K 1 2007-10-16
Nuveen Global Income Opportunities Fund (JGG) Delisted 631 $7.3K 2 2007-10-16
Nuveen Equity Premium Opportunity Fund (JSN) Delisted 285 $2.5K 1 2007-05-29

Recent Filings

10 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-07-31 NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted Sell (S) −1,497 -$16.7K EDGAR
2014-12-23 Nuveen S&P 500 BuyWrite Income Fund (JPZ) Delisted Other (J) +132 $0 EDGAR
2008-01-07 NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted Buy (P) +70 $962 EDGAR
2007-10-16 NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted Buy (P) +113 $2.0K EDGAR
2007-10-16 JQC Buy (P) +165 $2.0K EDGAR
2007-10-16 Nuveen Global Income Opportunities Fund (JGG) Delisted Buy (P) +114 $2.0K EDGAR
2007-09-27 NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted Buy (P) +200 $3.4K EDGAR
2007-05-29 Nuveen Global Income Opportunities Fund (JGG) Delisted Buy (P) +267 $5.3K EDGAR
2007-05-29 Nuveen Equity Premium Opportunity Fund (JSN) Delisted Mixed −150 -$2.8K EDGAR
2007-04-30 NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted Buy (P) +195 $3.7K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.