PAUL L BRENNAN
CIK 1189639 · V.P. & Portfolio Manager · last filed 2024-01-12
PAUL L BRENNAN is a V.P. & Portfolio Manager who has filed 23 SEC Form 4 insider transactions across 5 companies since 2009. The most recent filing shows the insider sold $3.6K of NEA on Jan 12, 2024. Across all open-market trades the lifetime net is +$324.3K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $222.2K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$222.2K
5
23
$324.3K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NEA | V.P. & Portfolio Manager | 0 | $11.25 | $0 | -$26.7K | 2 | 2024-01-12 |
| NVG | V.P. & Assistant Secretary | 18,050 | $12.31 | $222.2K | $245.3K | 7 | 2018-12-19 |
| NZF | V.P. & Assistant Secretary | 0 | $12.26 | $0 | $24.0K | 8 | 2018-12-19 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | V.P. & Assistant Secretary | 4,522 | — | — | $58.4K | 4 | 2015-06-09 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | 1,700 | — | — | $23.4K | 1 | 2015-02-18 |
Recent Filings
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-01-12 | NEA | Sell (S) | −328 | -$3.6K | EDGAR |
| 2018-12-19 | NVG | Buy (P) | +10,300 | $139.9K | EDGAR |
| 2018-12-19 | NZF | Sell (S) | −4,900 | -$61.0K | EDGAR |
| 2017-02-21 | NEA | Sell (S) | −1,748 | -$23.1K | EDGAR |
| 2017-02-16 | NVG | Buy (P) | +1,800 | $25.8K | EDGAR |
| 2015-11-23 | NVG | Buy (P) | +1,100 | $15.2K | EDGAR |
| 2015-06-09 | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Buy (P) | +800 | $10.5K | EDGAR |
| 2015-02-18 | NVG | Buy (P) | +350 | $5.0K | EDGAR |
| 2015-02-18 | NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Buy (P) | +1,700 | $23.4K | EDGAR |
| 2014-10-17 | NVG | Buy (P) | +1,000 | $14.1K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.