PAUL L BRENNAN
CIK 1189639 · V.P. & Portfolio Manager · last filed 2024-01-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$222.2K
Companies
5
Total Filings
23
Lifetime Open-Market Net
$324.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NEA | V.P. & Portfolio Manager | 0 | $11.25 | $0 | -$26.7K | 2 | 2024-01-12 |
| NVG | V.P. & Assistant Secretary | 18,050 | $12.31 | $222.2K | $245.3K | 7 | 2018-12-19 |
| NZF | V.P. & Assistant Secretary | 0 | $12.26 | $0 | $24.0K | 8 | 2018-12-19 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | V.P. & Assistant Secretary | 4,522 | — | — | $58.4K | 4 | 2015-06-09 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | 1,700 | — | — | $23.4K | 1 | 2015-02-18 |
Recent Filings · Page 3 of 3
23 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-06-02 | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Buy (P) | +2,222 | $28.6K | EDGAR |
| 2009-06-02 | NZF | Buy (P) | +2,500 | $33.4K | EDGAR |
| 2009-06-02 | NVG | Buy (P) | +2,000 | $26.6K | EDGAR |
Showing 21–23 of 23
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.