Gifford R Zimmerman
CIK 1189654 · CCO and Vice President · last filed 2022-02-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
NIQ price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
C/O NUVEEN INVESTMENTS
CHICAGO, IL 60606
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| JLS | CCO and Vice President | 1,000 | $16.45 | $16.4K | $19.1K | 1 | 2022-02-11 |
| Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | CCO and Vice President | 0 | $14.10 | $0 | -$3.1K | 2 | 2021-11-30 |
| NEA | CCO and Vice President | 0 | $10.59 | $0 | -$36.0K | 5 | 2021-09-15 |
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | CCO and Vice President | 0 | $13.00 | $0 | -$11.4K | 7 | 2021-08-19 |
| NAD | CCO and Vice President | 1,000 | $10.98 | $11.0K | $4.2K | 6 | 2021-07-29 |
| NZF | CCO and Vice President | 0 | $11.52 | $5 | -$32.9K | 2 | 2021-06-11 |
| NIQ | CCO and Vice President | 0 | $21.42 | $0 | -$9.9K | 8 | 2021-04-28 |
| QQQX | Secretary | 1,000 | $29.43 | $29.4K | $28.3K | 2 | 2020-11-12 |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted | Secretary | 1,000 | $10.74 | $10.7K | $8.3K | 6 | 2020-09-10 |
| JRI | Secretary | 0 | $11.93 | $6 | -$32.6K | 2 | 2019-12-06 |
| NVG | Secretary | 0 | $11.65 | $0 | -$32.9K | 1 | 2019-09-03 |
| JQC | Secretary | 0 | $4.69 | $0 | $45.4K | 3 | 2019-06-19 |
| Nuveen Municipal 2021 Target Term Fund (NHA) Delisted | Secretary | 1,500 | — | — | $14.4K | 1 | 2019-05-17 |
| NBB | Secretary | 0 | $14.77 | $0 | -$17.9K | 2 | 2019-05-13 |
| NXP | Secretary | 0 | $13.51 | $0 | -$530 | 2 | 2019-02-19 |
| Nuveen Mortgage Opportunity Term Fund 2 (JMT) Delisted | Secretary | 0 | — | — | -$1.7K | 3 | 2018-01-30 |
| Diversified Real Asset Income Fund (DRA) Delisted | Chief Administrative Officer | 1,800 | — | — | $30.4K | 2 | 2016-11-02 |
| Nuveen Floating Rate Income Opportunity Fund (JRO) Delisted | Chief Administrative Officer | 0 | $7.88 | $0 | -$203 | 2 | 2016-10-04 |
| Nuveen Build America Bond Opportunity Fund (NBD) Delisted | Chief Administrative Officer | 800 | — | — | $17.0K | 1 | 2015-05-01 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | Chief Administrative Officer | 2,000 | — | — | $26.0K | 2 | 2015-04-28 |
| JGH | Chief Administrative Officer | 0 | $11.63 | $0 | -$12.2K | 1 | 2015-04-28 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Chief Administrative Officer | 2,000 | — | — | $27.8K | 1 | 2014-10-17 |
| NIO | Chief Administrative Officer | 0 | $3.41 | $0 | $378 | 2 | 2014-09-11 |
| NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NXZ) Delisted | Chief Administrative Officer | 2,000 | — | — | $26.7K | 2 | 2014-08-27 |
| Nuveen Diversified Currency Opportunities Fund (JGT) Delisted | Chief Administrative Officer | 1,200 | — | — | $30.5K | 8 | 2014-08-18 |
| NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | Chief Administrative Officer | 0 | — | — | -$38.2K | 7 | 2012-10-01 |
| Nuveen Tax-Advantaged Dividend Growth Fund (JTD) Delisted | Chief Administrator Officer | 0 | $16.72 | $0 | $6.9K | 3 | 2012-09-07 |
| JPC | Chief Administrative Officer | 0 | $7.20 | $0 | $1.4K | 2 | 2012-07-30 |
| JCE | Chief Administrative Officer | 0 | $16.74 | $0 | $2.5K | 2 | 2010-12-23 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Chief Administrative Officer | 0 | — | — | -$5.2K | 6 | 2010-08-04 |
| Nuveen Equity Premium Opportunity Fund (JSN) Delisted | Chief Administrative Officer | 0 | — | — | $3.8K | 3 | 2010-03-05 |
Recent Filings · Page 10 of 10
98 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-11-30 | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | Buy (P) | +1,000 | $13.2K | EDGAR |
| 2007-11-29 | Nuveen Equity Premium Opportunity Fund (JSN) Delisted | Buy (P) | +400 | $6.5K | EDGAR |
| 2007-11-27 | JCE | Buy (P) | +1,000 | $15.5K | EDGAR |
| 2007-11-27 | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Buy (P) | +1,500 | $19.2K | EDGAR |
| 2007-11-20 | Nuveen Equity Premium Opportunity Fund (JSN) Delisted | Buy (P) | +1,000 | $16.0K | EDGAR |
| 2007-11-14 | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Buy (P) | +1,000 | $12.6K | EDGAR |
| 2007-08-16 | Nuveen Diversified Currency Opportunities Fund (JGT) Delisted | Buy (P) | +500 | $8.0K | EDGAR |
| 2007-02-09 | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | Sell (S) | −1,000 | -$15.3K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.