RICHARD S DAVIS

CIK 1191422 · Chief Financial Officer · last filed 2012-06-06

RICHARD S DAVIS is a Chief Financial Officer who has filed 6 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider bought $84.3K of ACRE on Jun 6, 2012. Across all open-market trades the lifetime net is +$480.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.35M

Companies

2

Total Filings

6

Lifetime Open-Market Net

$480.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ACRE	Chief Financial Officer	1,000	$4.52	$4.5K	$84.3K	1	2012-06-06
ARCC	Chief Financial Officer	72,093	$18.61	$1.34M	$396.6K	5	2009-05-21

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2012-06-06	ACRE	Buy (P)	+5,000	$84.3K	EDGAR
2009-05-21	ARCC	Buy (P)	+15,000	$110.2K	EDGAR
2008-11-12	ARCC	Buy (P)	+14,240	$85.2K	EDGAR
2008-05-01	ARCC	Exer (X)	+12,053	$132.6K	EDGAR
2008-04-23	ARCC	Exer (X)	+7,700	$84.7K	EDGAR
2007-05-24	ARCC	Buy (P)	+11,250	$201.2K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.