PAUL HAZEN

CIK 1192055 · last filed 2018-06-15

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

4

Total Filings

83

Lifetime Open-Market Net

-$748.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HAWK Director 0 $25.09 $0 $0 10 2018-06-15
BLACKHAWK NETWORK HOLDINGS, INC (HAWK.B) Delisted Director 14,222 $99.7K 5 2015-05-22
KKR Financial Holdings LLC (KFN) Delisted Director 662,039 $2.43M 19 2014-01-15
SAFEWAY INC (SWY) Delisted Director 115,351 -$3.28M 49 2012-07-13

Recent Filings · Page 2 of 9

83 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-17 BLACKHAWK NETWORK HOLDINGS, INC (HAWK.B) Delisted Exer (M) +50,000 $331.5K EDGAR
2014-11-03 BLACKHAWK NETWORK HOLDINGS, INC (HAWK.B) Delisted Buy (P) +2,900 $99.7K EDGAR
2014-11-03 BLACKHAWK NETWORK HOLDINGS, INC (HAWK.B) Delisted Grant (A) +2,900 $99.7K EDGAR
2014-10-23 BLACKHAWK NETWORK HOLDINGS, INC (HAWK.B) Delisted Grant (A) +3,750 $0 EDGAR
2014-01-15 KKR Financial Holdings LLC (KFN) Delisted Grant (A) $0 EDGAR
2013-12-06 HAWK Grant (A) +3,750 $0 EDGAR
2013-10-17 KKR Financial Holdings LLC (KFN) Delisted Grant (A) $0 EDGAR
2013-08-12 KKR Financial Holdings LLC (KFN) Delisted Grant (A) $0 EDGAR
2013-07-17 KKR Financial Holdings LLC (KFN) Delisted Grant (A) $0 EDGAR
2013-04-16 KKR Financial Holdings LLC (KFN) Delisted Grant (A) $0 EDGAR
Showing 1120 of 83
Page 2 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.