ROBERT H ROCK

CIK 1193199 · last filed 2022-06-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$1.94M

Companies

1

Total Filings

30

Lifetime Open-Market Net

-$499.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KWR Director 12,948 $149.75 $1.94M -$499.7K 25 2022-06-03

Recent Filings · Page 2 of 3

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-06-05 KWR Grant (A) +421 $0 EDGAR
2016-06-03 KWR Grant (A) +570 $0 EDGAR
2015-06-02 KWR Grant (A) +582 $0 EDGAR
2014-11-07 KWR Sell (S) −2,297 -$190.7K EDGAR
2013-11-25 KWR Sell (S) −2,000 -$160.1K EDGAR
2013-11-05 KWR Sell (S) −2,000 -$149.0K EDGAR
2013-06-05 KWR Grant (A) +756 $0 EDGAR
2012-06-05 KWR Grant (A) +1,181 $0 EDGAR
2011-06-02 KWR Grant (A) +1,116 $0 EDGAR
2011-05-11 Disp (D) −11,122 -$417.1K
Showing 1120 of 30
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.