RALPH F HAKE

CIK 1193263 · last filed 2021-04-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.18M

Companies

4

Total Filings

116

Lifetime Open-Market Net

-$471.1K

Filer Profile

Reported Address
C/O ITT CORPORATION
1133 WESTCHESTER AVENUE
WHITE PLAINS, NY 10604
Related Filers
ITT Corp — 23 joint filings, latest 2011-10-31
Exelis Inc. — 14 joint filings, latest 2015-06-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
OC Director 56,861 $132.41 $7.53M -$471.1K 85 2021-04-06
Exelis Inc. (XLS) Delisted Director 82,545 $0 11 2015-05-14
RKT Director 6,064 $14.03 $85.1K $0 3 2012-05-01
ITT Director 17,550 $203.45 $3.57M $0 11 2011-10-31

Recent Filings · Page 10 of 12

116 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-11-03 OC Grant (A) +974 $0 EDGAR
2010-11-02 Grant (A) +1,631 $0
2010-08-12 OC Grant (A) +986 $0 EDGAR
2010-08-02 Grant (A) +9,032 $0
2010-05-13 ITT Grant (A) +1,715 $0 EDGAR
2010-05-05 OC Grant (A) +769 $0 EDGAR
2010-03-09 ITT Grant (A) $0 EDGAR
2010-02-24 OC Grant (A) +1,219 $0 EDGAR
2009-11-03 OC Grant (A) +1,442 $0 EDGAR
2009-08-11 OC Grant (A) +1,400 $0 EDGAR
Showing 91100 of 116
Page 10 of 12
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.