JAMES A STERN

CIK 1193798 · last filed 2025-05-16

JAMES A STERN is a corporate insider who has filed 65 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing, for TWOpC, was dated May 16, 2025. Across all open-market trades the lifetime net is +$99.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.61M

Companies

8

Total Filings

65

Lifetime Open-Market Net

$99.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TWOpC Director 64,843 $24.77 $1.61M $0 5 2025-05-16
TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted Director 108,197 $0 3 2020-05-22
CYS Investments, Inc. (CYSpB) Delisted Director 16,666 $0 21 2018-08-01
OHA Investment Corp (OHAI) Delisted Director 25,524 $99.4K 10 2015-12-30
CYS Investments, Inc. (CYSpA) Delisted Director 99,590 $0 3 2013-04-02
CYS Investments, Inc. (CYS) Delisted Director 95,753 $0 12 2012-07-02
LEAR CORP (LEAw) Delisted Director 0 $0 1 2009-11-12
LEA Director $145.16 $0 9 2009-02-03

Recent Filings

65 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2025-05-16 TWOpC Grant (A) +11,306 $0 EDGAR
2024-05-16 TWOpC Grant (A) +9,104 $0 EDGAR
2023-05-18 TWOpC Grant (A) +9,601 $0 EDGAR
2022-05-19 TWOpC Grant (A) +23,552 $0 EDGAR
2021-05-20 TWOpC Grant (A) +15,384 $0 EDGAR
2020-05-22 TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted Grant (A) +23,157 $0 EDGAR
2019-12-20 Disp (D) −25,588 $0
2019-05-17 TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted Grant (A) +8,239 $110.0K EDGAR
2018-08-02 TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted Grant (A) +76,801 $1.19M EDGAR
2018-08-01 CYS Investments, Inc. (CYSpB) Delisted Disp (D) −135,361 $0 EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.