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JAMES A STERN

CIK 1193798 · last filed 2025-05-16

JAMES A STERN is a corporate insider who has filed 65 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for TWO, was dated May 16, 2025. Across all open-market trades the lifetime net is +$99.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $808.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$808.9K

Companies

4

Total Filings

65

Lifetime Open-Market Net

$99.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TWO Director 66,793 $12.11 $808.9K $0 8 2025-05-16
CYS Investments, Inc. (CYS) Delisted Director 16,666 — — $0 36 2018-08-01
OHA Investment Corp (OHAI) Delisted Director 25,524 — — $99.4K 10 2015-12-30
LEA Director 0 $146.09 $0 $0 10 2009-11-12

Recent Filings

65 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-05-16 TWO Grant (A) +11,306 $0 EDGAR
2024-05-16 TWO Grant (A) +9,104 $0 EDGAR
2023-05-18 TWO Grant (A) +9,601 $0 EDGAR
2022-05-19 TWO Grant (A) +23,552 $0 EDGAR
2021-05-20 TWO Grant (A) +15,384 $0 EDGAR
2020-05-22 TWO Grant (A) +23,157 $0 EDGAR
2019-12-20 — Disp (D) −25,588 $0
2019-05-17 TWO Grant (A) +8,239 $110.0K EDGAR
2018-08-02 TWO Grant (A) +76,801 $1.19M EDGAR
2018-08-01 CYS Investments, Inc. (CYS) Delisted Disp (D) −135,361 $0 EDGAR
Showing 1–10 of 65
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.