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JAMES A STERN

CIK 1193798 · last filed 2026-08-25

JAMES A STERN is a corporate insider who has filed 66 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider disposed of $778.1K of TWO on Aug 25, 2026. Across all open-market trades the lifetime net is +$99.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $23.8K across reported positions. 10 SEC filings were submitted jointly with TWO HARBORS INVESTMENT CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$23.8K

Companies

4

Total Filings

66

Lifetime Open-Market Net

$99.4K

Filer Profile

Reported Address
1601 UTICA AVENUE SOUTH
SUITE 900
ST. LOUIS PARK, MN 55416
Related Filers
TWO HARBORS INVESTMENT CORP. — 10 joint filings, latest 2026-08-25
CYPRESS GROUP LLC — 2 joint filings, latest 2007-10-31
JEFFREY HUGHES — 2 joint filings, latest 2007-10-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TWO Director 1,950 $12.18 $23.8K $0 9 2026-08-25
CYS Investments, Inc. (CYS) Delisted Director 16,666 — — $0 36 2018-08-01
OHA Investment Corp (OHAI) Delisted Director 25,524 — — $99.4K 10 2015-12-30
LEA Director 0 $128.87 $0 $0 10 2009-11-12

Recent Filings

66 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-08-25 TWO Disp (D) −64,843 -$778.1K EDGAR
2025-05-16 TWO Grant (A) +11,306 $0 EDGAR
2024-05-16 TWO Grant (A) +9,104 $0 EDGAR
2023-05-18 TWO Grant (A) +9,601 $0 EDGAR
2022-05-19 TWO Grant (A) +23,552 $0 EDGAR
2021-05-20 TWO Grant (A) +15,384 $0 EDGAR
2020-05-22 TWO Grant (A) +23,157 $0 EDGAR
2019-12-20 — Disp (D) −25,588 $0
2019-05-17 TWO Grant (A) +8,239 $110.0K EDGAR
2018-08-02 TWO Grant (A) +76,801 $1.19M EDGAR
Showing 1–10 of 66
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.